The Appleton Group Managed 401(k) / 403(b) has been one of our firm’s most successful investment programs. It offers full-time, professional management of an individual’s personal retirement plan assets. We review the lineup of funds available under the plan, and adjust the participant’s holdings in real time as market conditions change. Many of our firm’s professionally managed portfolios are available under this program, depending on the structure of your company’s retirement plan.

Clients receive quarterly progress reports from our firm, in addition to normal retirement plan statements sent by the provider. We also provide our full suite of financial planning services to all participants in this program. Our firm’s performance is audited on an annual basis, providing an additional level of security and comfort.

The Appleton Group Managed 401(k) / 403(b) is also available to participants of government-sponsored 457(b) plans, non-qualified deferred compensation plans (including those funded by variable life insurance), and variable annuity subaccounts. Account minimums vary, depending on the managed portfolio selected.

Existing Managed 401(k) / 403(b) Relationships

Appleton Group Wealth Management LLC offers independent asset management services for individual participants of numerous company-sponsored retirement plans.  These services are offered to individuals only, and are not offered through a formal relationship with any specific company-sponsored plan. 

We currently manage assets for individual, private client employees of the following companies:

ThedaCare
Affinity Health System
Appleton Area School District
Prevea Clinic
Agnesian Healthcare
R.R. Donnelly Corporation
Illinois Tool Works (Miller Electric)
Kimberly Clark Corporation
Plexus Corporation
Marathon County, Wisconsin
Brown County, Wisconsin
Lawrence University
Time Warner Cable
Oshkosh Area School District
More…

Click here to view a brief on-demand presentation on the Appleton Group Managed 401(k) / 403(b) Program