Investment Management Staff
Mark earned his Accredited Investment Fiduciary (AIF®) designation from the Center for Fiduciary Studies in 2016, and earned the Series 7, 63 and 65 designations in 1996. He is a 1992 graduate of Lawrence University with a Bachelor’s degree in Music Theory &Composition and Music Education.
Mark is a frequent contributor as a guest columnist for the Appleton Post Crescent, and has been featured in a variety of publications including Insight Magazine, Investment Advisor Magazine, and is a frequent guest panelist. Recent appearances include the 2014 Secura Premier Conference in Naples, FL. He is a life-long Wisconsin resident, and in 2014 he established the Foundation for a Sustainable Wisconsin (www.sustainwis.org).
Phone extension: 14
Peter holds his Series 65 license and received a B.A. in English/Communication Arts from the University of Wisconsin – Madison.
Phone extension: 19
Private Client and Corporate 401(k) Plan Advisory Staff
Wendy earned the AIF® designation from the Center for Fiduciary Studies in 2014. The AIF designation certifies she has specialized knowledge of fiduciary standards of care and their application to the investment management process. Wendy also continues to hold her Series 65 license.
Phone extension: 11
Phone extension: 20
Administrative and Support Staff
In addition to serving as COO, Karen has also assumed the role of Chief Compliance Officer (CCO). She oversees our firm’s ongoing regulatory compliance, periodic SEC examinations, annual ADV amendment filings, year-end compliance review, and continuity/business continuity planning.
Karen also serves on our firm’s marketing and advertising committee.
Karen holds her Series 7 and 63 licenses.
Phone extension: 10
Cherie will also chair our firm’s marketing and advertising committee.
Phone extension: 16
Phone extension: 24