Investment Management Staff
Mark earned his Accredited Investment Fiduciary (AIF®) designation from the Center for Fiduciary Studies in 2016, and earned the Series 7, 63 and 65 designations in 1996. He is a 1992 graduate of Lawrence University with a Bachelor’s degree in Music Theory & Composition and Music Education.
Mark is a frequent contributor as a guest columnist for the Appleton Post Crescent, and has been featured in a variety of publications including Insight Magazine, Investment Advisor Magazine, and is a frequent guest panelist. He is a life-long Wisconsin resident, and is a declared candidate for Wisconsin State Senate.
Peter holds his Series 65 license and received a B.A. in English/Communication Arts from the University of Wisconsin – Madison.
Private Client and Corporate 401(k) Plan Advisory Staff
Wendy earned the AIF® designation from the Center for Fiduciary Studies in 2014. The AIF designation certifies she has specialized knowledge of fiduciary standards of care and their application to the investment management process. Wendy also continues to hold her Series 65 license.
Grace grew up in Aurora, Illinois. She first came to Wisconsin to pursue her Bachelors of Business Administration at St. Norbert College and has proudly called Northeast Wisconsin “home” ever since. Grace spends her free time volunteering, listening to music, and enjoying nature with her husband Brian.
Grace passed her Series 65 Exam in February of 2020 and earned her Accredited Investment Fiduciary (AIF®) designation in August, 2022
Samantha has always loved the arts, and you can usually find her watching movies, reading novels, writing, or dreaming about the next show coming to the Fox Cities P.A.C.
Administrative and Support Staff
In addition to serving as COO, Karen has also assumed the role of Chief Compliance Officer (CCO). She oversees our firm’s ongoing regulatory compliance, periodic SEC examinations, annual ADV amendment filings, year-end compliance review, and continuity/business continuity planning.
Karen also serves on our firm’s marketing and advertising committee.
Cherie also chairs our firm’s marketing and advertising committee.