The following positions are currently posted:
Advisors to Private Clients and Company-Sponsored Retirement Plans
Appleton Group is seeking experienced advisors to join our team of qualified fiduciaries. We seek exceptional talent with experience in the financial services field, preferably either as an investment advisor to private clients or to company-sponsored retirement plans. We are also seeking individuals with experience working with non-profit endowments.
Appleton Group offers an exceptional work environment for your advisory practice. We offer in-house compliance, client service, due diligence/research and portfolio management/trading staff. Appleton Group also offers in-house practice consulting resources to help you in your transition to Appleton Group and to help you build your client-centered fiduciary practice over time. We provide cutting-edge practice-management platforms and technology, including Morningstar Office®, Riskalyze®, Schwab Institutional®, Wisconsin Select™ and clearTREND®. We also encourage professional advancement for advisors holding or seeking their Accredited Investment Fiduciary (AIF®) designation.
Preferred qualifications include individuals or teams with existing Series 65 and/or Series 63/7 or other professional designation (i.e. CPA, CFP, CFA). We are seeking individuals and/or teams with a minimum of $25 million in billable assets under management. A spotless compliance record is required. Our firm utilizes a fair-share advisor compensation model based on a combination of salary and revenue-sharing.
As a fee-only advisor, Appleton Group welcomes commission-based advisors who are able to fully transition to a fee-only service model.
Benefits include a low-stress work environment, ethical and highly trained co-workers, family-flexible work schedule, 401(k), health insurance, travel reimbursement, class-A office space in highly desirable downtown Appleton location.
Appleton Group is actively seeking advisors with diverse backgrounds. Women and minorities are encouraged to apply.
Please direct inquiries to Karen Anderson, COO at 920-993-7727 (firstname.lastname@example.org)